MT549 Scope
This message is sent by an account owner to an account servicer (account servicing institution). The account owner may be a global custodian which has an account with its local agent (sub custodian) or an investment management institution or a broker/dealer which has an account with their custodian.
It is used to request one of the following statements:
Collateral and Exposure Statement (MT 506)
Statement of Holdings (MT 535)
Statement of Transactions (MT 536)
Statement of Pending Transactions (MT 537)
Triparty Collateral and Exposure Statement (MT 569)
Statement of Intra-Position Advices (MT 538)
Report of Combined Activity (MT 575)
Statement of Open Orders (MT 576)
Statement of Settlement Allegements (MT 586)
It is also used to request one of the following status messages:
Collateral Status and Processing Advice (MT 507)
Trade Status (MT 509)
Settlement Status and Processing Advice (MT 548)
Corporate Actions Status and Processing Advice (MT 567)
Registration Status and Processing Advice (MT 510)
Triparty Collateral Status and Processing Advice (MT 558)
MT549 Format Specifications
| Status | Tag | Qualifier | Generic Field Name | Detailed Field Name | Content/Options | No. |
|---|---|---|---|---|---|---|
Mandatory Sequence A General Information |
||||||
M |
16R |
|
|
GENL | 1 |
|
M |
20C |
SEME |
Reference |
:4!c//16x | 2 |
|
M |
23G |
|
|
4!c[/4!c] | 3 |
|
O |
98a |
STAT |
Date/Time |
A or C | 4 |
|
O |
69a |
STAT |
Period |
A or B | 5 |
|
M |
13A |
REQU |
Number Identification |
:4!c//3!c | 6 |
|
-----> |
||||||
O |
95a |
4!c |
Party |
L, P, or R | 7 |
|
-----| |
||||||
M |
97a |
4!c |
Account |
A, B, or D | 8 |
|
-----> |
||||||
O |
22F |
4!c |
Indicator |
:4!c/[8c]/4!c | 9 |
|
-----| |
||||||
-----> Optional Repetitive Subsequence A1 Linkages |
||||||
M |
16R |
|
|
LINK | 10 |
|
O |
13a |
LINK |
Number Identification |
A or B | 11 |
|
M |
20C |
4!c |
Reference |
:4!c//16x | 12 |
|
M |
16S |
|
|
LINK | 13 |
|
-----| End of Subsequence A1 Linkages |
||||||
M |
16S |
|
|
GENL | 14 |
|
End of Sequence A General Information |
||||||
-----> Optional Repetitive Sequence B Statement by Status/Reason and/or by Financial Instrument |
||||||
M |
16R |
|
|
BYSTAREA | 15 |
|
O |
25D |
4!c |
Status Code |
:4!c/[8c]/4!c | 16 |
|
-----> |
||||||
O |
24B |
4!c |
Reason Code |
:4!c/[8c]/4!c | 17 |
|
-----| |
||||||
-----> |
||||||
O |
35B |
|
|
[ISIN1!e12!c] | 18 |
|
-----| |
||||||
M |
16S |
|
|
BYSTAREA | 19 |
|
-----| End of Sequence B Statement by Status/Reason and/or by Financial Instrument |
||||||
-----> Optional Repetitive Sequence C By Instruction Reference |
||||||
M |
16R |
|
|
REF | 20 |
|
-----> |
||||||
M |
20a |
4!c |
Reference |
C or U | 21 |
|
-----| |
||||||
M |
16S |
|
|
REF | 22 |
|
-----| End of Sequence C By Instruction Reference |
||||||
Optional Sequence D Additional Information |
||||||
M |
16R |
|
|
ADDINFO | 23 |
|
-----> |
||||||
O |
95a |
4!c |
Party |
P, Q, or R | 24 |
|
-----| |
||||||
M |
16S |
|
|
ADDINFO | 25 |
|
End of Sequence D Additional Information |
||||||
MT549 Network Validated Rules
C1 Statement Date/Time (field :98a::STAT) and Statement Period (field :69a:: STAT) are mutually exclusive. This rule applies to sequence A.
Sequence A
if field :98a::STAT is ...
Sequence A
then field :69a::STAT is ...
Present
Not allowed
Not present
Optional
C2 Sequence B Statement by Status/Reason and/or by Financial Instrument and sequence C Statement by Instruction Reference are mutually exclusive.
If sequence B is ...
Then sequence C is ...
Present
Not allowed
Not present
Optional
C3 Within each occurrence of sequence B, the qualifier field 24B must be the same as the code (Status Code) used with the appropriate qualifier in field 25D of the same occurrence of sequence B.
In each occurrence of sequence B Statement by Status/Reason and/or by Financial Instrument:
If field :24B:: is present and is ...
Then field :25D:: is mandatory and must be ... (1)
:24B::NMAT
:25D::MTCH//NMAT
:25D::INMH//NMAT
:24B::PEND
:25D::EPRC//PEND or
:25D::SETT//PEND or
:25D::RPRC//PEND
:24B::PENF
:25D::SETT//PENF
:24B::REJT
:25D::IPRC//REJT or
:25D::CPRC//REJT or
:25D::RPRC//REJT or
:25D::RERC//REJT or
:25D::REST//REJT or
:25D::TPRC//REJT
:24B::DEND
:25D::CPRC//DEND or
:25D::RPRC//DEND or
:25D::CALL//DEND or
:25D::TPRC//DEND
:24B::CAND
:25D::IPRC//CAND or
:25D::CPRC//CAND
:24B::CANP
:25D::IPRC//CANP or
:25D::CPRC//CANP
:24B::CGEN
:25D::IPRC//CGEN
:24B::NAFI
:25D::AFFM//NAFI
:24B::PACK
:25D::IPRC//PACK or
:25D::CPRC//PACK or
:25D::RPRC//PACK or
:25D::RERC//PACK or
:25D::TPRC//PACK
:24B::CACK
:25D::CALL//CACK
:24B::REPR
:25D::CPRC//REPR or
:25D::IPRC//REPR or
:25D::RPRC//REPR
:24B::PPRC
:25D::IPRC//PPRC
:24B::MOPN
:25D::TPRC//MOPN
field ::24B:: is not present
Rule does not apply
C4 If the message is a cancellation, that is, Function of the Message (field 23G) is CANC, then subsequence A1 (Linkages) must be present at least once in the message, and in one and only one occurrence of A1, field :20C::PREV must be present; consequently, in all other occurrences of A1, field :20C::PREV is not allowed.
Sequence A
if field :23G: is ...
Then subsequence A1 is ...
And field :20C::PREV is ...
CANC
Mandatory (minimum one occurrence of A1 must be present)
Mandatory in one occurrence of subsequence A1, and not allowed in all other occurrences of subsequence A1
NEWM
Optional
Not applicable
C5 In sequence A, if field :95L::ALTE is present, then field :95a::ACOW must be present.
MT549 Usage Rules
Where the message is used to request a statement of pending transactions, the Sender may specify all or selected statuses and/or reasons why the transaction is pending, and for all or selected securities.
Where the message is used to request the status of one or more specific instructions, the By Instruction Reference sequence should be used to specify the references of this/these instruction(s).
