SecuritiesSettlementTransactionAllegementReportV03

Scope
An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information
using the relevant elements in the Business Application Header.

ISO 15022 - 20022 Coexistence
This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”.

Message Identifier: semt.019.001.03

Elements

Name	Type	Multiplicity	Definition
Pagination	Pagination	[1..1]	Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement.
StatementGeneralDetails	Statement17	[1..1]	General information related to report.
AccountOwner	PartyIdentification36Choice	[0..1]	Party that legally owns the account.
SafekeepingAccount	SecuritiesAccount13	[1..1]	Account to or from which a securities entry is made.
AllegementDetails	SecuritiesTradeDetails23		Details of the allegement.

Validation Rules

AllegementDetailsActivityRule1: If StatementGeneralDetails/ActivityIndicator is FALSE (NO), then AllegementDetails is not allowed.

AllegementDetailsActivityRule2: If StatementGeneralDetails/ActivityIndicator is TRUE (YES), then at least one occurrence of AllegementDetails must be present.

CoexistenceCharacterSetXRule: During ISO 15022 – 20022 coexistence, characters used in all text fields must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF.

CoexistenceIdentificationRule: During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’.