SecuritiesSettlementTransactionAllegementReport002V08

Scope
An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Identifier: semt.019.002.08

Elements

Name	Type	Multiplicity	Definition
Pagination	Pagination1	[1..1]	Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement.
StatementGeneralDetails	Statement69	[1..1]	General information related to the report.
AccountOwner	PartyIdentification156	[0..1]	Party that legally owns the account.
SafekeepingAccount	SecuritiesAccount30	[1..1]	Account to or from which a securities entry is made.
AllegementDetails	SecuritiesTradeDetails105		Details of the allegement.

Validation Rules

AllegementDetailsActivityRule1: If StatementGeneralDetails/ActivityIndicator is FALSE (NO), then AllegementDetails is not allowed.

AllegementDetailsActivityRule2: If StatementGeneralDetails/ActivityIndicator is TRUE (YES), then at least one occurrence of AllegementDetails must be present.

AllegementStatusRule: Unless bilaterally agreed between the Sender and Receiver, if AllegementDetails/Status is present, then the statement must be a delta statement (StatementGeneralDetails/UpdateType: Delta). In a complete statement (StatementGeneralDetails/UpdateType: Complete), a removed or cancelled Status (AllegementDetails/Status) must not be reported.