SecuritiesFinancingStatusAdviceV03

Scope
An securities financing transaction account servicer sends a SecuritiesFinancingStatusAdvice to an account owner to advise the status of a securities financing transaction previously instructed by the account owner.
The status advice may be sent as a response to the request of the account owner or not.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure managing securities financing transactions on behalf of their participants
- an agent (sub-custodian) managing securities financing transactions on behalf of their global custodian customer, or
- a custodian managing securities financing transactions on behalf of an investment management institution or a broker/dealer.

Usage
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information
using the relevant elements in the Business Application Header.

ISO 15022 - 20022 Coexistence
This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”.

Message Identifier: sese.034.001.03

Elements

Name	Type	Multiplicity	Definition
TransactionIdentification	TransactionIdentifications1	[1..1]	Provides unambiguous transaction identification information.
ProcessingStatus	ProcessingStatus21Choice	[0..1]	Processing status of the transaction.
MatchingStatus	MatchingStatus12Choice	[0..1]	Provides the matching status of the instruction.
InferredMatchingStatus	MatchingStatus12Choice	[0..1]	Provides the matching status of an instruction as per the account servicer based on an allegement. At this time no matching took place on the market (at the CSD/ICSD).
SettlementStatus	SettlementStatus10Choice	[0..1]	Provides the status of settlement of a transaction.
RepoCallRequestStatus	RepoCallRequestStatus5Choice	[0..1]	Provides the status of the repurchase agreement call request.
TransactionDetails	SecuritiesFinancingTransactionDetails17	[0..1]	Identifies the details of the transaction.
SupplementaryData	SupplementaryData1		Additional information that cannot be captured in the structured elements and/or any other specific block.

Validation Rules

CoexistenceCharacterSetXRule: During ISO 15022 – 20022 coexistence, characters used in all text fields must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF.

CoexistenceIdentificationRule: During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’.

SettlementStatusAndMatchedRule: If settlement status/reason is used alone, then it means that the transaction is matched (if a matching process exists in the concerned market or at the concerned account servicer).