PortfolioTransferConfirmationV06

Scope
An executing party, for example, a (old) plan manager (Transferor), sends the PortfolioTransferConfirmation message to the instructing party, for example, a (new) plan manager (Transferee), to confirm the transfer of one or more ISA or portfolio products from the client's account at the old plan manager (Transferor) to the client's account at the new plan manager (Transferee) through a nominee account.
Usage
The PortfolioTransferConfirmation message is used to confirm the transfer of one or more ISA or portfolio products.
The reference of each product transfer confirmation is identified in TransferConfirmationIdentification. The reference of the original product transfer is specified in TransferInstructionReference. The message identification of the PortfolioTransferInstruction message in which the product transfers were conveyed may also be quoted in RelatedReference.

Message Identifier: sese.013.001.06

Elements

Name	Type	Multiplicity	Definition
MessageReference	MessageIdentification1	[1..1]	Identifies the message.
PoolReference	AdditionalReference3	[0..1]	Collective reference identifying a set of messages.
PreviousReference	AdditionalReference3	[0..1]	Reference to a linked message that was previously sent.
RelatedReference	AdditionalReference3	[0..1]	Reference to a linked message that was previously received.
PrimaryIndividualInvestor	IndividualPerson8	[0..1]	Information identifying the primary individual investor, for example, name, address, social security number and date of birth.
SecondaryIndividualInvestor	IndividualPerson8	[0..1]	Information identifying the secondary individual investor, for example, name, address, social security number and date of birth.
OtherIndividualInvestor	IndividualPerson8		Information identifying the other individual investors, for example, name, address, social security number and date of birth.
PrimaryCorporateInvestor	Organisation4	[0..1]	Information identifying the primary corporate investor, for example, name and address.
SecondaryCorporateInvestor	Organisation4	[0..1]	Information identifying the secondary corporate investor, for example, name and address.
OtherCorporateInvestor	Organisation4		Information identifying the other corporate investors, for example, name and address.
TransferorAccount	Account15	[1..1]	Identification of an account owned by the investor at the old plan manager (account servicer).
NomineeAccount	Account16	[0..1]	Account held in the name of a party that is not the name of the beneficial owner of the shares.
Transferee	PartyIdentification2Choice	[1..1]	Information related to the institution to which the financial instrument is to be transferred.
CashAccount	CashAccount29	[0..1]	Identification of an account owned by the investor to which a cash entry is made based on the transfer of asset(s).
ProductTransfer	ISATransfer21	[1..∞]	Provides information related to the asset(s) transferred.
MarketPracticeVersion	MarketPracticeVersion1	[0..1]	Identifies the market practice to which the message conforms.
Extension	Extension1		Additional information that cannot be captured in the structured elements and/or any other specific block.

Validation Rules

PorfolioRule: If any occurrence of ProductTransfer\Portfolio is present, then one or more elements in the list (PrimaryIndividualInvestor, SecondaryIndividualInvestor, OtherIndividualInvestor) may be present If any occurrence of ProductTransfer\Portfolio is present, then one or more elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) may be present.

InvestorRule: If PrimaryIndividualInvestor is present, then SecondaryIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then SecondaryIndividualInvestor is not allowed. If PrimaryIndividualInvestor is present, then OtherIndividualInvestor may be present. If PrimaryIndividualInvestor is not present, then OtherIndividualInvestor is not allowed.

CorporateRule: If PrimaryCorporateInvestor is present, then SecondaryCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then SecondaryCorporateInvestor is not allowed. If PrimaryCorporateInvestor is present, then OtherCorporateInvestor may be present. If PrimaryCorporateInvestor is not present, then OtherCorporateInvestor is not allowed.

NomineeAccountServicerRule: NomineeAccount/Servicer must be present when and only when different from TransferorAccount/Servicer.

ISARule: If any occurrence of ProductTransfer/Portfolio/ISA is present, then SecondaryIndividualInvestor and/or OtherIndividualInvestor is not allowed. If any occurrence of ProductTransfer/Portfolio/ISA is present, then the elements in the list (PrimaryCorporateInvestor, SecondaryCorporateInvestor, OtherCorporateInvestor) are not allowed.

DesignationRule: If any occurrence of ProductTransfer/Portfolio/ISA is present, then TransferorAccount/Designation is not allowed. If any occurrence of ProductTransfer/Portfolio/Portfolio is present, then TransferorAccount/Designation is allowed.