CLOP

Close Position

Movement was to close a position.

OPEP

Open Position

Movement was to open a position.

DEFR

Deferred Report

The report is deferred, for example, because the order was executed in partial fills.

EXCH

Stock Exchange

Trade details were reported to a stock exchange. This stock exchange is identified in the Other Parties sequence.

TRRE

Trade Details Reported

Trade details were reported to a regulatory organisation. This regulatory organisation is identified in the Other Parties sequence.

LAMI

Last Resort Borrowing

Last resort borrowing was used to make settlement occur.

NBOR

No Automatic Borrowing

No automatic borrowing took place.

YBOR

Automatic Borrowing

Automatic borrowing took place to effect settlement in case of insufficient financial instruments.

BCBL

Board Lots

Trade was executed on board lots; not set for odd lots (UK specific).

BCBN

Bad Names

Trade was executed on bad names, not set for good names (UK specific).

BCFD

Form of Delivery

Not for foreign registration when unset (UK specific).

BCPD

Place of Delivery

In country of incorporation when unset (UK specific).

BCRO

Result of Option When Set

Result of option when set (UK specific).

BCRP

Result of Repo When Set

Result of repo when set (UK specific).

CBNS

Cum Bonus

Trade was executed cum bonus.

CCPN

Cum Coupon

Trade was executed cum coupon.

CDIV

Cum Dividend

Trade was executed cum dividend.

CRTS

Cum Rights

Trade was executed cum rights.

CWAR

Cum Warrants

Trade was executed cum warrants.

GTDL

Guaranteed Delivery

Delivery of the financial instrument on settlement date is guaranteed.

MAPR

Market Price

The trade was executed at market price.

NEGO

Negotiated Trade

A negotiated trade is a trade for which the price is not the one quoted but an improved one that is, negotiated price.

NMPR

Non-Market Price

The trade was executed outside of normal market conditions (for example, in the case of an iceberg order).

SPCU

Special Cum Dividend

Trade was executed with a special cum dividend, that is, buying after the ex date and getting the dividend.

SPEX

Special Ex Dividend

Trade was executed with a special ex dividend, that is, selling before the ex date without the coupon.

XBNS

Ex Bonus

Trade was executed ex bonus.

XCPN

Ex Coupon

Trade was executed ex coupon.

XDIV

Ex Dividend

Trade was executed ex dividend.

XRTS

Ex Rights

Trade was executed ex rights.

XWAR

Ex Warrants

Trade was executed ex warrants.

ELIG

Eligible Counterparty

MiFID classification of counterparty. Eligible customers are the most sophisticated level of investor, able to opt out of some of the protections afforded by conduct of business rules defined under MiFID.

PROF

Professional Client

MiFID classification of counterparty. Professional customers are, for example, investment firms, credit institutions, insurance companies.

RETL

Retail Client

MiFID classification of counterparty. Retail customers are the least sophisticated level of investor.

INFI

Investment Firm

Any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis.

MKTM

Market Maker

Dealer or specialist that is trading for their own account in the OTC market. Market makers are expected to maintain an orderly market by being available to buy or sell.

MLTF

Multi-Lateral Trading Facility

Multilateral trading facility (MTF) is a multilateral system which brings together multiple third-party buying and selling interests in financial instruments in a way that results in a contract.

RMKT

Regulated Market

A regulated market is a market on which financial instruments can be traded according to rules defined by the stock exchange.

SINT

Systematic Internaliser

Firms which, on an organised, frequent and systematic basis, deal on their own account by executing client orders outside a regulated market or an MTF. SIs have the obligation to provide, and make public, a definite bid and offer quote for liquid securities.

TAGT

Transfer Agent

The party appointed by the Fund Management Company. It updates records of investor accounts to reflect the daily investor purchases, redemptions, switches, transfers, and re-registrations. It ensures the timely settlement of transactions, and may provide tax information to the investor and/or to its intermediaries. It may calculate, collect, and rebate commissions. It prepares and distributes confirmations reflecting transactions, resulting in unit or cash account movements to the investor or the investor's intermediary. It responds to inquiries concerning account status, and processes the income distribution.

AVER

Average Price

Price is an average price.